Best Investors
Account
Sign in
Best Investors
Account
Sign in
Osaic Institutions, Inc. CRD 35371
$6.49B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-03-23 |
| NY | RA | APPROVED | 2025-05-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Englewood | NJ | 03/2011 | Present |
| Hsbc Securities (Usa) Inc. | Englewood | NJ | 03/2011 | Present |
1.) Horizon care personal preference program. Taking care of my mum after work. Not investment related. Approx 60 hours per month, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-06 |
Reach out to this advisor