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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-03-23 |
| NY | RA | APPROVED | 2025-05-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Englewood | NJ | 03/2011 | Present |
| Hsbc Securities (Usa) Inc. | Englewood | NJ | 03/2011 | Present |
1.) Horizon care personal preference program. Taking care of my mum after work. Not investment related. Approx 60 hours per month, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-06 |
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