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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2019-10-31 |
| TX | RA | APPROVED_RES | 2019-10-31 |
Branch Locations
501 Sw C Avenue, Lawton, OK 73501 • United States
128 W Main, Marlow, OK 73055 • United States
200 N Main St, Frederick, OK 73542 • United States
2204 Nw Ferris Ave, Lawton, OK 73507 • United States
1616 W Elk Ave, Duncan, OK 73533 • United States
122 N Broadway, Weatherford, OK 73096 • United States
3801 Nw Cache Rd, Lawton, OK 73505 • United States
105 W 4Th St, Hobart, OK 73651 • United States
15 Nw 67T St, Lawton, OK 73505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. S. Phillips Investments, Inc. | Lawton | OK | 01/2004 | 10/2019 |
| Lpl Financial Llc | Lawton | OK | 10/2019 | Present |
1)10/31/19- Independent Advisers Group- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2)10/31/19- Notary- Inv. Related- Lawton, OK- start date 1/1/1997- 1hr/mth 3)10/31/19- Real Estate Rental- Owner- Inv. Related- Lawton, OK- start date 8/1/1987- 1hrs/mth-1%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-10 |
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