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Jeff S Robin

LPl Financial LLC

Baton Rouge, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-30
LA RA APPROVED 2016-12-15
  • TX RA
    APPROVED
    Since 2021-03-30
  • LA RA
    APPROVED
    Since 2016-12-15

Branch Locations

8568 Goodwood Blvd., Baton Rouge, LA 70806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Baton Rouge LA 10/2012 12/2016
Lpl Financial, Llc Baton Rouge LA 12/2016 Present
Previous Registrations
  • 2012-10-01 → 2017-01-04
    J.P. Morgan Securities Llc
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
  • 2008-05-21 → 2012-10-01
    Chase Investment Services Corp.
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    West Monroe, LA
    Baton Rouge, LA
Other Businesses

1. 12/15/2016 - J. Robin Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/7/2016 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-19
  • S66 Uniform Combined State Law Examination
    2008-05-19
Designations

View on SEC IAPD

Other Firms

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RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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