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Steven Kelley Wilkes

Hcm Wealth

San Rafael, CA

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Current Employers
Hcm Wealth

1101 Fifth Avenue Suite 160, San Rafael, CA 94901 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED 2017-01-05
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2017-01-05

Branch Locations

1101 Fifth Avenue Suite 160, San Rafael, CA 94901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hutchinson Capital Management Larkspur CA 06/2003 01/2026
Hcm Wealth San Rafael CA 01/2026 Present
  • 06/2003 → 01/2026
    Hutchinson Capital Management
    Larkspur, CA
  • 01/2026 → Present
    Hcm Wealth
    San Rafael, CA
Previous Registrations
  • 2005-02-24 → 2011-12-31
    Hcm Wealth
    Larkspur, CA
  • 2002-12-04 → 2003-06-10
    Wells Fargo Investments, Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-03
  • S66 Uniform Combined State Law Examination
    2002-12-03
Designations
Other Names
  • Steven K. Wilkes

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
O'DONNELL FINANCIAL SERVICES, LLC
MADRONE INVESTMENT ADVISORY, LLC
FIDUCIARY FINANCIAL GROUP, LLC
MORGAN STANLEY
INDEPENDENT FINANCIAL GROUP, LLC
EDWARD JONES
HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.

Other Investors

MATTHEW AARON HODUS
KENNETH LAURANZANO
Michael J Heckmann
Alexander Joel Heckmann
Peter Albert Goudy
CATHERINE B CHOI
COLIN Edward Austin WELLS
JEFFREY JAMES WELLS

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SAN RAFAEL, CA
O'DONNELL FINANCIAL SERVICES, LLC · SAN RAFAEL, CA
MADRONE INVESTMENT ADVISORY, LLC · SAN RAFAEL, CA
FIDUCIARY FINANCIAL GROUP, LLC · SAN RAFAEL, CA
MORGAN STANLEY · SAN RAFAEL, CA
INDEPENDENT FINANCIAL GROUP, LLC · San Rafael, CA
EDWARD JONES · San Rafael, CA
HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC. · SAN RAFAEL, CA

More in San Rafael, CA

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