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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-01-03 |
| TN | RA | APPROVED | 2005-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D/B/A Pathway Financial Services, Inc. | Germantown | TN | 06/2000 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2004 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | Present |
1)INDEPENDENT INSURANCE AGENT,1916 EXETER ROAD GERMANTOWN, TN, 2/1996 SELLING/SERVICING FIXED ANNUITY, HEALTH, LTD, LIFE, & LTC PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. 4 HR/MO - 1/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 5/2004 AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 30/TRADING. 3)PATHWAY FINANCIAL SERVICES, IN, 1916 EXETER RD, GERMANTOWN, TN 38139. 1/1/2012, 45% BUILDING OWNER. 0 HR/MO- 1/TRADING. 4)PATHWAY FINANCIAL SERVICES, INC, 1916 Exeter Road, Germantown TN 38139, 01/2012, Owner, DBA Name, NIR, 0 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-13 |
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