Paulette Treguboff

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 12/2020
  Morgan Stanley Smith Barney
  Surprise, AZ
• 01/2015 → 12/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 12/2020 → Present
  Lpl Financial, Llc
  Glendale, AZ

Previous Registrations

• 2009-06-01 → 2021-01-05
  Morgan Stanley
  Peoria, AZ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Surprise, AZ
• 2002-10-28 → 2007-04-02
  Morgan Stanley Dw Inc.
  Surprise, AZ
  Surprise, AZ

Other Businesses

1) 01/2000 - Real Estate Rental - Paulette Treguboff Trust - Investment Related - 10% - 226 Cardeno Cir Litchfield Park, AZ 2) 12/2020 - DBA for LPL Business (entity for LPL business) - Homestead Wealth Management - Investment Related - 100% - Glendale, AZ 85308 3) 08/2017 - Real Estate Rental - 6602 Country Club Dr, Pinetop, AZ 85935 4) 09/2018 - Real Estate Rental - Paulette Treguboff Trust - 2% - 291 Desert Ave Litchfield Park, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-14
• S63 Uniform Securities Agent State Law Examination
  1996-02-07