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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2014-05-02 |
| TX | RA | APPROVED | 2014-05-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Columbus | OH | 05/2014 | Present |
RIVERS/LIDKE FINANCIAL GROUP LLC DBP; INV. RELATED; COLUMBUS, OH; TRUSTEE; START 5/2014. THE RIVERS FOUNDATION, NOT INV RELATED, COLUMBUS, OH, FOUNDER, START 9/1/2022, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, FAMILY FOUNDATION FOR EDUCATION. GREAT FUTURE LLC, INV RELATED, COLUMBUS, OH, 100% OWNERSHIP, START 10/28/2022, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, NEW PLYMOUTH, OH, 100% OWNERSHIP, START 11/15/2022, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, NEW PLYMOUTH, OH, 100% OWNERSHIP, START 11/15/2022, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, NEW PLYMOUTH, OH, 100% OWNERSHIP, START 11/15/2022, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING. RIVERS/LIDKE FINANCIAL GROUP ; INV RELATED; COLUMBUS, OH; FINANCIAL ADVISORY;80% OWNERSHIP; START DATE: 09/01/2008; 200 HRS PER MONTH; 200 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-11 |
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