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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-12 |
| OH | RA | APPROVED | 2002-10-29 |
| IN | RA | APPROVED | 1999-09-02 |
Branch Locations
954 Industrial Park Drive, Portland, IN 47371 • United States
221 W Logan Street, Celina, OH 45822 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Portland | IN | 08/1999 | Present |
(1) 12/05/2002: JAY FINANCIAL ADVISORS - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) (2) 08/15/2016: Jacks and Associates Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 08/15/2016 - No Time Spent (3) 10/15/2018 - exclusive insurance brokerage - Investment Related - 5142 Clareton Dr. suite 230 Agoura Hills, Ca 91301 - Non-Variable Insurance - Start Date:10/09/2018 - 5 Hours Per Month/1 Hours During Trading. (4) 4/2/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT - Started 04/01/2020 - 1 Hour Per Month During Securities Trading. (5) 11/07/2022 - Jay County High School Athletic Department - Not Investment Related - 2072 IN 67 Portland, IN 47371 - Other - girls wrestling coach - assistant wrestling coach for girls team - Start Date - 11/05/2022 - 30 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-22 |
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