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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-19 |
| IN | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Merchants Bank | Portland | IN | 05/1996 | 04/2019 |
| Raymond James & Associates | Portland | IN | 04/2019 | 03/2021 |
| Woodbury Financial Services Inc | Portland | IN | 03/2021 | 01/2024 |
| Osaic Wealth, Inc. | Portland | IN | 01/2024 | Present |
COMPASS WEALTH SOLUTIONS POSITION: Insurance Agent NATURE: Life, Long Term Care and Annuity direct business with compensation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/22/2021 ADDRESS: 1425 W. Votaw St., Portland IN 47371, United States DESCRIPTION: Sales of Life, Long-Term Care and Annuity products when appropriate for Compass Wealth Solution clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-13 |
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