Annette Renee Alexander

Current Employers

Employment History

• 11/1999 → 03/2021
  Raymond James & Associates, Inc.
  Portland, IN
• 03/2021 → 01/2024
  Woodbury Financial Services Inc
  Portland, IN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Portland, IN

Previous Registrations

• 2021-03-22 → 2024-01-19
  Woodbury Financial Services, Inc.
  Portland, IN
  Noblesville, IN
  Portland, IN
• 2002-09-12 → 2021-03-26
  Raymond James & Associates, Inc.
  Portland, IN

Other Businesses

1. GOLFBROOK ESTATES COMMUNITY ASSOC. POSITION: Director NATURE: Non-profit housing association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2011 ADDRESS: 127 W. Golfbrook Drive, Portland IN 47371, United States DESCRIPTION: I serve as a board member to oversee the housing association that I live in and help determine any action needed per the covenants and use of dues collected. Normally one meeting with the association and board of directors is held each year. 2. PORTLAND ROTARY CLUB POSITION: Director NATURE: Non profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 101 S. Meridian St., Portland IN 47371, United States DESCRIPTION: Attend monthly board meetings to oversee the income and expenses and committees. Vote on distribution of funds and projects. 3. CWS PROPERTIES, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/18/2020 ADDRESS: 1425 West Votaw Street, Portland IN 47371, United States DESCRIPTION: Owner of the real estate Compass Wealth Solutions, Inc. leases. My husband, Jarrod Alexander, is the other partner in the real estate. I assist with maintenance of the building and the bookkeeping. 4. NOTARY PUBLIC POSITION: Notary Public NATURE: Notary used for clients only. No fee charged. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/07/2015 ADDRESS: 1425 West Votaw Street, Portland IN 47371, United States DESCRIPTION: Notarize documents for clients. 5. COMPASS WEALTH SOLUTIONS POSITION: Insurance agent NATURE: Life/Ltc and annuity direct business with compensation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/22/2021 ADDRESS: 1425 West Votaw Street, Portland IN 47371, United States DESCRIPTION: Sale of life, long term care and annuity products when appropriate for Compass Wealth Solutions Clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-28
• S63 Uniform Securities Agent State Law Examination
  2000-05-04

Other Names

• Annette Renee Shaw