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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-05-10 |
| CA | RA | APPROVED | 2009-04-07 |
Branch Locations
6310 Greenwich Dr #150, San Diego, CA 92122 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 04/2009 | Present |
1. 03/17/2009 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - NEWELL CAPITAL MANAGEMENT, INC. - CORPORATION ESTABLISHED AS TAX SHELTER. NOT HELD OUT TO THE PUBLIC. - SAN DIEGO, CA. 2. 03/17/2009 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - NEW SENTRY CAPITAL MANAGEMENT, LLC - FOR LIABILITY PURPOSES. NOT HELD OUT TO THE PUBLIC. - SHELL ACCOUNT - 1% OF TIME SPENT - SAN DIEGO, CA. 3. 1/23/2012 - MORTGAGE BROKERAGE SERVICES - HOME AND LOAN FINDERS - REFINANCE AND PURCHASE HOME LOANS THRU HOME AND LOAN FINDERS. - 10% OF TIME SPENT. 4. 03/07/2013 - Newell Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 5. 02/03/2016 - Fielder Finley Wealth Management - INV REL - 6310 Greenwich Dr, Ste 150, San Diego, CA 92122 - DBA for LPL Business (entity for LPL business) - START 04/25/2013 - NO TIME SPENT - DBA strictly for LPL business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-08-28 |
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