Best Investors Account Sign in
Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-01-29
TX RA APPROVED 2012-10-01
  • OR RA
    APPROVED
    Since 2026-01-29
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

8181 Communications Pkwy. Bldg B, Plano, TX 75024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plano TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Plano TX 10/1993 Present
Previous Registrations
  • 2007-11-07 → 2012-10-01
    Chase Investment Services Corp.
    Garland, TX
    Rowlett, TX
    Forney, TX
    Rowlett, TX
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 2/2/2017 ADDRESS: 7609 Rowlett, Tx. 75089 DETAILS: 7609 ROWLETT, TX. owner of single family residential property HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-22
S63 Uniform Securities Agent State Law Examination 1996-01-11
  • S66 Uniform Combined State Law Examination
    2007-10-22
  • S63 Uniform Securities Agent State Law Examination
    1996-01-11
Other Names
  • Cynthia Ann Hernandez

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Plano, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor