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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2012-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Des Moines | IA | 07/2012 | 06/2024 |
| Principal Global Investors | Des Moines | IA | 07/2012 | 06/2024 |
| Principal Securites, Inc. | Des Moines | IA | 07/2012 | Present |
| Principal Funds Distributors | Des Moines | IA | 08/2015 | Present |
| Principal Asset Management | Des Moines | IA | 07/2012 | Present |
Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-18 |
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