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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-06 |
Branch Locations
767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States
767 5Th Ave Fl 33, New York, NY 10153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | New York | NY | 04/2002 | 05/2022 |
| Stephens Inc. | New York | NY | 05/2022 | 07/2023 |
| Wells Fargo Clearing Services, Llc | New York | NY | 07/2023 | Present |
TRUSTEE FOR FAMILY TRUST, INV RELATED, BROOKLYN, NY, START: 2/6/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-02-25 |
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