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Nam Soo Choi

Charles Schwab & Co., Inc.

Denver, CO

Lone Tree, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2006-03-08
  • CO RA
    APPROVED
    Since 2006-03-08

Branch Locations

7001 East Belleview Ave Suite 150, Denver, CO 80237 • United States

9899 Schwab Way Suite 100, Lone Tree, CO 80124-5377 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Denver CO 01/1996 Present
Charles Schwab Bank Denver CO 04/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-09
S63 Uniform Securities Agent State Law Examination 2001-06-23
  • S66 Uniform Combined State Law Examination
    2006-02-09
  • S63 Uniform Securities Agent State Law Examination
    2001-06-23

View on SEC IAPD

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