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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-16
  • CA RA
    APPROVED
    Since 2026-04-16

Branch Locations

301 North Lake Avenue Suite 1150, Pasadena, CA 91101 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Los Angeles CA 11/1995 11/2020
Morgan Stanley Smith Barney Los Angeles CA 06/2009 11/2020
Morgan Stanley Private Bank, National Association New York NY 12/2015 11/2020
Wedbush Securities Inc. Los Angeles CA 01/2021 02/2026
Raymond James & Associates Pasadena CA 03/2026 Present
  • 11/1995 → 11/2020
    Los Angeles, CA
  • 06/2009 → 11/2020
    Morgan Stanley Smith Barney
    Los Angeles, CA
  • 12/2015 → 11/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2021 → 02/2026
    Los Angeles, CA
  • 03/2026 → Present
    Raymond James & Associates
    Pasadena, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-29
  • S66 Uniform Combined State Law Examination
    2008-03-29
Other Names
  • Jazmin Gabriela Morales
  • Jazmin Carpenter
  • Jazmin Gabriela Morales Gonzalez

View on SEC IAPD

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