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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-18
MS RA APPROVED 2011-08-22
  • TX RA
    APPROVED_RES
    Since 2012-10-18
  • MS RA
    APPROVED
    Since 2011-08-22

Branch Locations

2548 A Beach Blvd, Biloxi, MS 39531 • United States

Waveland, MS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Biloxi MS 07/2011 Present
Bank Of America, N.A. Biloxi MS 09/2011 Present
Previous Registrations
Other Businesses

1)POWER OF ATTORNEY FOR BROTHER; INVESTMENT RELATED; DAPHNE, AL; START DATE 1/2011; 4 HRS ONTH DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-04
S63 Uniform Securities Agent State Law Examination 1996-09-20
  • S65 Uniform Investment Adviser Law Examination
    1996-10-04
  • S63 Uniform Securities Agent State Law Examination
    1996-09-20
Other Names
  • Steve Brian Treutel
  • Stephen Brian Treutel

View on SEC IAPD

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