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Dream Lyn Obrien

LPl Financial LLC

Dickinson, ND

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-06
ND RA APPROVED 2017-11-29
  • TX RA
    APPROVED
    Since 2020-03-06
  • ND RA
    APPROVED
    Since 2017-11-29

Branch Locations

323 18Th St W, Dickinson, ND 58601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Dickinson ND 07/2008 11/2017
Lpl Financial Llc Dickinson ND 11/2017 Present
Ica Group Wealth Management, Llc Dickinson ND 11/2021 06/2024
  • 07/2008 → 11/2017
    Investment Centers Of America, Inc.
    Dickinson, ND
  • 11/2017 → Present
    Dickinson, ND
  • 11/2021 → 06/2024
    Ica Group Wealth Management, Llc
    Dickinson, ND
Previous Registrations
  • 2021-12-06 → 2024-09-23
    Ica Group Wealth Management, Llc
    Dickinson, ND
    Denver, CO
  • 2008-07-21 → 2017-11-29
    Investment Centers Of America, Inc.
    New England, ND
    Dickinson, ND
    Killdeer, ND
    Belfield, ND
  • 2003-12-10 → 2008-07-08
    Cetera Investment Services Llc
    Dickinson, ND
    Dickinson, ND
Other Businesses

1. 11/29/2017 - Plan with You LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - 1 Hour Per Month - Owner. 2. 11/29/2017 - O'BS - Not Investment Related - 10605 35th St. SW DICKINSON, ND 58601 - For-Profit Business - Start Date 4/2015 - 4 Hours Per Month - Co-Owner. 3. 03/22/2018 - Choice Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 03/07/2018 - 5 Hours Per Month/5 Hours During Securities Trading - Life, Disability, Long-term Care, Fixed Annuities. 4. 12/7/2018 - Choice Wealth Management - DBA: Choice Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2017 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 12/07/2021 - ICA Group Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/30/2021 - 145 Hour Per Month/125 Hours During Securities Trading - I provide investment advisory services through ICA Group Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 145 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 12/30/2024- Insurance Design Network LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 12/16/2024- 5 Hours Per Month- 5 Hours During Trading 7. 12/30/2024- InSource- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 12/16/2024- 5 Hours Per Month- 5 Hours During Trading 8. 10/29/2025 - Claddagh Wealth Management Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2025 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-29
  • S66 Uniform Combined State Law Examination
    2003-10-29
Other Names
  • Dream Lyn Redmond
  • Dream L Obrien

View on SEC IAPD

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