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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-05-12 |
Branch Locations
5201 W Amelia Earhart Dr [Slc Rcast], Salt Lake City, UT 84116 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Diego | CA | 09/2015 | 07/2019 |
| Stratos Wealth Partners, Ltd | San Diego | CA | 09/2015 | 03/2026 |
| Wells Fargo Clearing Services | Salt Lake City | UT | 02/2026 | Present |
| Wells Fargo Clearing Services | Salt Lake City | UT | 04/2026 | Present |
12/13/2021 BWM Financial/ Registered Investment Advisor DBA 100%/ SAN DIEGO, CA 12/15/2015 * Millennium Brokerage Group * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 12/01/2015 * 1 HR/MO NOT DURING SECS TRDG HRS. 12/06/2021*Stratos Private Wealth * Registered Investment Advisor DBA * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 09/18/2015 * 160 HRS/MO DURING SECS TRDG HRS. 01/01/2022 - Client Wise - Not Inv Related. Irving TX. Advisor Coaching, Faculty Member. 2 hours per month/1 hour per month during securities trading hours 01/01/2024 - JB Enterprises - Not Inv Related. Del Mar, CA. Book/Writer. 5hours per month/Non during securities trading hours. 01/01/2022 - Income Lab - Not Inv Rel - Golden, CO, Retirement Income Management Software. Advisory Board member. 1 hour per month/0 during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-19 |
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