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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • MA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

572 Boston Rd Ste 16, Billerica, MA 01821 • United States

Andover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great Wall Financial Group, Inc. Chelmsford MA 11/2002 Present
Great Wall Insurance Group, Inc. Chelmsford MA 03/2003 Present
Investors Capital Corporation Lynnfield MA 11/2014 10/2016
Cetera Advisors Llc Denver CO 10/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 11/2002 → Present
    Great Wall Financial Group, Inc.
    Chelmsford, MA
  • 03/2003 → Present
    Great Wall Insurance Group, Inc.
    Chelmsford, MA
  • 11/2014 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-11-14 → 2016-10-03
    Investors Capital Corp.
    Billerica, MA
    Lynnfield, MA
    Billerica, MA
    Lynnfield, MA
  • 2002-10-16 → 2014-12-02
    Cantella & Co., Inc.
    Billerica, MA
    Westford, MA
  • 2003-02-04 → 2007-12-31
    Great Wall Financial Group, Inc.
    Chelmsford, MA
  • 2002-01-01 → 2002-11-06
    Burlington, MA
  • 2002-10-22 → 2002-11-01
    August Financial Advisors, Inc.
    Chelmsford, MA
Other Businesses

(1)NAME:FIXED INSURANCE WITH VARIOUS COMPANIES INVEST RELATED:YES SAME AS REGISTERED LOCATION BUSINESS:FIXED INSURANCE START DATE:9/2016 HR/WK:40 TD HR/WK:32.5 POSITION:AGENT DUTIES:LIFE,DISABILITY,ANNUITIES,LONG TERM CARE (2)NAME:FAMILY RENTAL TREMONT LLC INVEST RELATED:NO 272 TREMONT ST MELROSE MA 02176 BUSINESS:REAL ESTATE HOLDING COMPANY START DATE:12/2009 HR/WK:1 POS:MEMBER DUTIES:FAMILY REAL ESTATE BUILDING (3)NAME:FAMILY RENTAL MERRIMACK LLC INVEST RELATED: NO 150 EMORY ST ATTLEBORO MA 02703 BUSINESS:REAL ESTATE HOLDING COMPANY START DATE:4/2010 HR/WK:1 POS:PARTNER DUTIES:OWN REAL ESTATE PROPERTY (4)NAME:N/A INVEST RELATED:NO 110-112 GRAND ST LOWELL MA 01851 BUSINESS:REAL ESTATE START DATE:5/2010 HR/WK:1 POS:COOWNER DUTIES:MANAGE PROPERTY (5)NAME:FAMILY RENTAL LILLEY LLC INVEST RELATED:NO 110-112 GRAND ST LOWELL MA 01851 BUSINESS:REAL ESTATE HOLDING CO. START DATE:6/2012 HR/WK:1 POS:COOWNER DUTIES:GENERAL OWNERSHIP DUTIES (6)NAME:FAMILY RENTAL YJY LLC INVEST RELATED:NO 43 LINCOLN ST LOWELL MA 01851 BUSINESS:REAL ESTATE HOLDING CO. START DATE:4/2013 HR/WK:2 POS:PART OWNER DUTIES:GENERAL OWNERSHIP DUTIES (7)NAME:NACH OFFICE REALTY TRUST INVEST RELATED:NO SAME AS REGISTERED LOCATION BUSINESS:REAL ESTATE HOLDING CO. START DATE:7/2013 HR/WK:0 POS: COOWNER DUTIES:GENERAL OWNERSHIP DUTIES (8)NAME:GWFG 401K TRUST INVEST RELATED:NO 170 MAIN ST TEWKSBURY MA 01876 BUSINESS:TRUST START DATE:7/2013 HR/WK:0 POS:TRUSTEE DUTIES:GENERAL TRUSTEE DUTIES (9)NAME:YJY LAKEVIEW TRUST INVEST RELATED:NO 742 LAKEVIEW AVE LOWELL MA 01850 BUSINESS:REAL ESTATE START DATE:6/2014 HR/WK:2 TD HR/WK:2 POS:TRUSTEE DUTIES:GENERAL TRUSTEE DUTIES (10)NAME: YJY WAKEFIELD TRUST INVEST RELATED:NO 8 WAKEFIELD AVE WAKEFIELD MA 01880 NATURE OF BUSINESS: REAL ESTATE START DATE:11/2014 HR/WK:0 POS:TRUSTEE DUTIES:GENERAL TRUSTEE DUTIES (11)NAME: YJY VILLAGE TRUST INVEST RELATED:NO 3 VILLAGE SQ, UNIT A-1 CHELMSFORD MA 01824 BUSINESS:REAL ESTATE START DATE:11/2014 HR/WK:0 POS:TRUSTEE DUTIES:GENERAL TRUSTEE DUTIES (12)NAME:483 AMHERST NASHUA REALTY TRUST INVEST RELATED:NO 483 AMHERST ST NASHUA NH 03063 BUSINESS:REAL ESTATE START DATE:3/2015 HR/WEEK:0 POS:TRUSTEE DUTIES: GENERAL TRUSTEE DUTIES (13)NAME:YJY SECOND REALTY TRUST INVEST RELATED: NO 14-16 2ND ST LOWELL MA 01850 BUSINESS: REAL ESTATE START DATE:9/2015 TD HR/WK:1 HR/WK:1 POS:TRUSTEE DUTIES:GENERAL TRUSTEE DUTIES (14)NAME:YJY 72 MERRIMACK REALTY TRUST INVEST RELATED:NO 72 MERRIMACK ST LOWELL MA 01852 BUSINESS:REAL ESTATE START DATE:9/2015 HR/WK:1 TD HR/WK:1 POS:TRUSTEE DUTIES:GENERAL TRUSTEE DUTIES (15)NAME:GREAT WALL FINANCIAL GROUP, INC. INVEST RELATED:YES SAME AS REGISTERED LOCATION BUSINESS:DBA FOR FINANCIAL SERVICES START DATE:11/2002 HR/WK:40 TD HR/WK:32.5 POS: PRESIDENT DUTIES:SECURITY & INSURANCE SERVICES (16)NAME:WILLIAMSBURG PARK CONDOMINIUM INVEST RELATED: NO 170 MAIN ST TEWKSBURY MA 01876 BUSINESS:CONDOMINIUM BOARD START DATE:2/2016 HR/ WK:0 POS:CONDO TRUSTEE DUTIES:OVERSEE PROPERTY MANAGEMENT WORK (17)NAME:BILLERICA PROFESSIONAL CONDO ASSOCIATION INVEST RELATED:NO SAME AS REGISTERED LOCATION BUSINESS:CONDOMINIUM BOARD START DATE:1/2008 HR/WK:0 POS:CONDOTRUSTEE DUTIES:OVERSEE PROPERTY MANAGEMENT WORK (18)NAME & START DATES: YJY 754 LAKEVIEW TRUST-10/2016/ YJY ROGERS TRUST-09/2016/ YJY PRIMROSE TRUST-05/2017/ YJY SARATOGA TRUST-04/2018/ YJY PAWTUCKET RI LLC-11/2016/ YJY ROGERS LAKEVIEW LLC-10/2016/ YY LOWELL REALTY LLC-12/2018/ RCRMA REALTY LLC-05/2019/ YANG REALTY HOLDING LLC-09/2016/ XIN YANG & ROGER YANG-05/2010/ YJY VILLAGE TRUST-11/2014/ YJY SECOND REALTY TRUST-09/20/ YJY 72 MERRIMACK REALTY TRUST-09/2015 INVEST RELATED: NO SAME AS REGISTERED LOCATION BUSINESS: REAL ESTATE INVESTMENTS POS: OWNER HRS/WEEK: 1 DUTIES: GENERAL DUTIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-02
S63 Uniform Securities Agent State Law Examination 1998-01-26
  • S65 Uniform Investment Adviser Law Examination
    1999-12-02
  • S63 Uniform Securities Agent State Law Examination
    1998-01-26
Designations
Other Names
  • Roger Yang
  • Cunhui Yang
  • Cunhui Yang
  • Roger Yang

View on SEC IAPD

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