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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-12-04
NH RA APPROVED 2024-12-04
RI RA APPROVED 2024-12-04
TX RA APPROVED 2024-12-04
  • ME RA
    APPROVED
    Since 2024-12-04
  • NH RA
    APPROVED
    Since 2024-12-04
  • RI RA
    APPROVED
    Since 2024-12-04
  • TX RA
    APPROVED
    Since 2024-12-04

Branch Locations

429 Boston Rd, Billerica, MA 01821 • United States

210 Andover St, Peabody, MA 01960 • United States

35 Storey Ave, Newburyport, MA 01950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 05/2018 09/2021
Santander Securities Llc Dorchester MA 05/2018 09/2021
Putnam Investments Andover MA 06/2017 05/2018
J.P. Morgan Securities Llc Peabody MA 10/2021 Present
Jpmorgan Chase Bank, N.A. Peabody MA 10/2021 Present
Unemployed Peabody MA 06/2016 05/2017
  • 05/2018 → 09/2021
    Santander Bank, Na
    Boston, MA
  • 05/2018 → 09/2021
    Santander Securities Llc
    Dorchester, MA
  • 06/2017 → 05/2018
    Putnam Investments
    Andover, MA
  • 10/2021 → Present
    Peabody, MA
  • 10/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Peabody, MA
  • 06/2016 → 05/2017
    Unemployed
    Peabody, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-04
S63 Uniform Securities Agent State Law Examination 2018-07-13
  • S66 Uniform Combined State Law Examination
    2024-12-04
  • S63 Uniform Securities Agent State Law Examination
    2018-07-13

View on SEC IAPD

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