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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harvey Industries, Inc. | Waltham | MA | 10/2015 | 05/2017 |
| Target Corp | Woburn | MA | 06/2011 | 12/2016 |
| Raymond James Financial Services Advisors, Inc. | Billerica | MA | 08/2023 | Present |
| Independent Financial Advisory, Inc. | Billerica | MA | 05/2017 | 12/2023 |
| Raymond James Financial Services, Inc. | Billerica | MA | 10/2025 | Present |
(1)Name of Business: Fitzpatrick & Goguen CPAs PC Address: 164 Concord Road, Billerica, MA, 01821, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: CPA (2)Name of Business: North Atlantic Investment Partners Address: 164 Concord Rd, Billerica, MA, 01821-4658, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/15/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an IAR only through branch BDQ North Atlantic Investment Partners
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-10 |
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