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Thomas Lawrence Fitzpatrick

Raymond James Financial Services Advisors, Inc

Billerica, MA

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-08-07
  • MA RA
    APPROVED
    Since 2023-08-07

Branch Locations

164 Concord Road, Billerica, MA 01821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harvey Industries, Inc. Waltham MA 10/2015 05/2017
Target Corp Woburn MA 06/2011 12/2016
Raymond James Financial Services Advisors, Inc. Billerica MA 08/2023 Present
Independent Financial Advisory, Inc. Billerica MA 05/2017 12/2023
Raymond James Financial Services, Inc. Billerica MA 10/2025 Present
  • 10/2015 → 05/2017
    Harvey Industries, Inc.
    Waltham, MA
  • 06/2011 → 12/2016
    Target Corp
    Woburn, MA
  • 08/2023 → Present
    Billerica, MA
  • 05/2017 → 12/2023
    Independent Financial Advisory, Inc.
    Billerica, MA
  • 10/2025 → Present
    Raymond James Financial Services, Inc.
    Billerica, MA
Previous Registrations
  • 2020-02-07 → 2023-12-31
    Independent Financial Advisory, Inc.
    Billerica, MA
Other Businesses

(1)Name of Business: Fitzpatrick & Goguen CPAs PC Address: 164 Concord Road, Billerica, MA, 01821, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: CPA (2)Name of Business: North Atlantic Investment Partners Address: 164 Concord Rd, Billerica, MA, 01821-4658, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/15/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an IAR only through branch BDQ North Atlantic Investment Partners

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-10
  • S65 Uniform Investment Adviser Law Examination
    2020-01-10

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