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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
400 1St St S Ste 300, St Cloud, MN 56301 • United States
Dayton, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 04/1999 | Present |
| Bancnorth Investment Group, Inc. | St. Cloud | MN | 04/2000 | Present |
| Guaranty Brokerage Services,Inc. | St. Cloud | MN | 07/2001 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2014 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2016 | Present |
| Cetera Advisors Llc | Denver | CO | 05/2016 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2016 | Present |
| First Allied Securities, Inc. | San Diego | CA | 05/2016 | Present |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 05/2016 | Present |
| Girard Securities, Inc. | San Diego | CA | 05/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-02 |
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