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Christian Franz Rausch

Cetera Investment Advisers LLC

El Segundo, CA

Berlin, CT

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-29
  • CT RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Berlin, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade West Hartford CT 05/2014 03/2018
Pruco Securities Llc Shelton CT 06/2019 11/2019
Unemployed Berlin CT 04/2018 06/2019
Voya Financial Advisors, Inc. Windsor CT 11/2019 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Advisors St Cloud MN 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2014 → 03/2018
    Scottrade
    West Hartford, CT
  • 06/2019 → 11/2019
    Pruco Securities Llc
    Shelton, CT
  • 04/2018 → 06/2019
    Unemployed
    Berlin, CT
  • 11/2019 → 06/2021
    Voya Financial Advisors, Inc.
    Windsor, CT
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2022 → Present
    Cetera Advisors
    St Cloud, MN
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2019-11-12 → 2021-06-09
    Voya Financial Advisors, Inc.
    Windsor, CT
    Windsor, CT
  • 2016-11-29 → 2018-03-09
    Scottrade Investment Management
    Saint Louis, MO
  • 2003-07-30 → 2013-10-21
    Td Ameritrade, Inc.
    West Hartford, CT
    West Hartford, CT
  • 2006-04-25 → 2013-10-21
    Td Ameritrade Investment Management, Llc
    West Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-01
S63 Uniform Securities Agent State Law Examination 1997-05-15
  • S66 Uniform Combined State Law Examination
    2003-07-01
  • S63 Uniform Securities Agent State Law Examination
    1997-05-15
Other Names
  • Chris Rausch

View on SEC IAPD

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