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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-12 |
Branch Locations
1000 Ainsworth Drive Suite 130, Prescott, AZ 86305 • United States
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roxie Webb Securities Management, Inc. | Prescott | AZ | 05/2010 | Present |
| Iht Wealth Management | Chicago | IL | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-03 |
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