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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-11-02 |
| NH | RA | APPROVED | 2007-07-27 |
Branch Locations
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2004-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Planning Associates, Inc. | Bedford | NH | 11/2003 | Present |
| Lpl Financial Llc | Bedford | NH | 07/2007 | Present |
1. 07/20/2007 - Northeast Planning Associates - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 07/20/2007 - Non-Variable Insurance - INV REL - 10% TIME SPENT - Life, Term, LTC, fixed annuities 3. 11/16/2007 - Northeast Planning Associates, Inc. - INV REL - Registered Investment Advisor - RIA provides financial planning for a fixed and/or hourly fee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-26 |
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