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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-12-23 |
Branch Locations
300 Buttermilk Pike, Fort Mitchell, KY 41017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lakeside Park | KY | 09/2019 | Present |
| Payroll Partners Inc | Ft Mitchell | KY | 12/2001 | 06/2019 |
| Bank Of America, N.A. | Lakeside Park | KY | 10/2019 | Present |
I*127778 For profit or not for profit: For-Profit Organization Name of outside business organization: PPI Properties LLC Investment related: Y Address of business: Crescent Springs, Kentucky 41017 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 2/1/2005 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Property Holding company. The property was sold in January 2019. On the advise of my cpa the entity remains open while we wind down the expenses of the entity. I*135161 For profit or not for profit: Non-Profit Organization Name of outside business organization: Elliot Feltner No Limits for Spinal Cord Injuries Investment related: N Address of business: Park Hills, Kentucky 41011 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/1/2020 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Fund Raising and providing services and awareness to individuals and their families that have experienced spinal cord injuries as a result of an accident.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-20 |
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