Ronan David Cox

Current Employers

Employment History

• 08/2015 → 11/2016
  Wells Fargo Advisors, Llc
  New York, NY
• 11/2016 → 03/2019
  Wells Fargo Clearing Services, Llc
  New York, NY
• 02/2019 → 07/2022
  National Securities Corp
  New York, NY
• 02/2019 → 07/2022
  National Asset Management
  New York, NY
• 07/2022 → Present
  Arete Wealth Management, Llc
  Chicago, IL
• 07/2022 → Present
  Arete Wealth Advisors, Llc
  Chicago, IL

Previous Registrations

• 2019-02-25 → 2022-07-21
  B. Riley Wealth Advisors, Inc.
  New York, NY
  New York, NY
• 2010-11-24 → 2015-08-25
  Ubs Financial Services Inc.
  New York, NY
• 2009-06-01 → 2010-12-01
  Morgan Stanley
  New York, NY
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  New York, NY
• 2006-09-08 → 2007-04-02
  Morgan Stanley Dw Inc.
  New York, NY
  New York, NY

Other Businesses

(1) INDEPENDENT INSURANCE AGENT: NY, NY; START DATE 07/2022, FULL TIME; INVESTMENT RELATED...(2) CLOTHES FOR KIDS TO FAIRFIELD COUNTY, CHARITABLE GIVING OF NEW / SLIGHTLY USED CLOTHES TO IMPOVERESHED CHILDREN, DIRECTOR, STAMFORD, CT ZERO HRS PER MONTH, NOT INVESTMENT RELATED...(3) CHRISTIE-COX GROUP: PARTNER, DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 07/2022; INVESTMENT RELATED; FULL TIME... (4) FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED... (5) FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED... (6) FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; NY, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. Solution Shop - Director, 99 Hudson Street Floor 5, New York City NY, 10013; consulting on installation, and servicing of trading turrets, and PBX systems for tele / data communications. 1 Hour per month not during trading hours. Start date 11/01/2023.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-06-26
• S63 Uniform Securities Agent State Law Examination
  1996-02-05

Other Names

• Ron Cox