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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-06-21 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
15443 Knoll Trail Dr Suite 110, Dallas, TX 75248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel Fisher & Company Financial Services, Inc. | Dallas | TX | 06/2012 | Present |
| Bfc Planning, Inc. | Dallas | TX | 06/2012 | Present |
1.GS WEALTH MANAGEMENT-Y-DALLAS, TX-SECURITIES-REPRESENTATIVE-01/2012-40-40-FINANCIAL PLANNING;2.GS WEALTH MANAGEMENT-N-DALLAS, TX-FIXED INSURANCE-CERTIFIED FINANCIAL PLANNER-1/2012-40-40-CERTIFIED FINANCIAL PLANNING 2.Category IV, LLC-N-Dallas, TX-Automotive Parts sales-Retailer-07/2017-40-0-Distributorship and sales of Curt Group manufactured automotive parts and supplies through e-commerce websites.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-26 |
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