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Bradley E Wheeler

J.P. Morgan Securities LLC

Edmonds, WA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
WA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • WA RA
    APPROVED
    Since 2012-10-01

Branch Locations

8105 Lake Ballinger Way, Edmonds, WA 98026 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Seattle WA 06/2003 Present
J.P. Morgan Securities Llc Edmonds WA 10/2012 Present
Philip F Wheeler Limited Partnership Twin Falls ID 01/2000 12/2020
  • 06/2003 → Present
    Linsco/Private Ledger
    Seattle, WA
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Edmonds, WA
  • 01/2000 → 12/2020
    Philip F Wheeler Limited Partnership
    Twin Falls, ID
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Edmonds, WA
    Seattle, WA
    Edmonds, WA
    Edmonds, WA
  • 2004-09-09 → 2009-05-02
    Wamu Investments, Inc.
    Kenmore, WA
    Shoreline, WA
    Kirkland, WA
    Shoreline, WA
    Edmonds, WA
  • 2003-11-18 → 2004-09-11
    Lpl Financial Llc
    Seattle, WA
  • 2001-07-03 → 2003-03-06
    Wells Fargo Clearing Services, Llc
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-07
S63 Uniform Securities Agent State Law Examination 1996-01-31
  • S65 Uniform Investment Adviser Law Examination
    1996-02-07
  • S63 Uniform Securities Agent State Law Examination
    1996-01-31
Other Names
  • Brad Wheeler
  • Bradley Eugene Wheeler

View on SEC IAPD

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HARBOUR INVESTMENT MANAGEMENT L.L.C. · EDMONDS, WA
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QUANTCA FINANCIAL · EDMONDS, WA
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