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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-05-24
  • FL RA
    APPROVED
    Since 2018-05-24

Branch Locations

12 Se 7Th St. Ste. 803, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp Inc Miami FL 07/2012 05/2018
Investacorp Advisory Services Miami FL 07/2012 05/2018
Dernis Financial Consultants, Corp Hollywood FL 11/2003 Present
Fortune 360 Group Llc Plantation FL 07/2015 09/2017
Fortune 360 Group Llc Plantation FL 03/2016 05/2018
Cambridge Investment Research, Inc. Fairfield IA 05/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2018 Present
  • 07/2012 → 05/2018
    Investacorp Inc
    Miami, FL
  • 07/2012 → 05/2018
    Investacorp Advisory Services
    Miami, FL
  • 11/2003 → Present
    Dernis Financial Consultants, Corp
    Hollywood, FL
  • 07/2015 → 09/2017
    Fortune 360 Group Llc
    Plantation, FL
  • 03/2016 → 05/2018
    Fortune 360 Group Llc
    Plantation, FL
  • 05/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2018 → Present
    Fairfield, IA
Previous Registrations
  • 2012-08-10 → 2018-06-08
    Investacorp Advisory Services Inc
    Fort Lauderdale, FL
    Plantation, FL
  • 2016-03-23 → 2018-05-31
    Fortune 360 Group Llc
    Plantation, FL
  • 2012-09-13 → 2015-07-02
    Ft. Lauderdale, FL
  • 2005-07-07 → 2012-08-20
    Dernis Financial
    Fort Lauderdale, FL
  • 2003-11-14 → 2012-08-02
    Pompano Beach, FL
    Fort Lauderdale, FL
    Ft. Lauderdale, FL
  • 2009-09-04 → 2010-08-17
    New Century Financial Group, Llc
    Fort Lauderdale, FL
    Princeton, NJ
  • 2001-10-17 → 2003-11-03
    Coral Gables, FL
Other Businesses

1.RETIREMENT CONSULTANT SERVICES LLC, 8980 SW 8 ST, PLANTATION, FL, 5/2018 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 8/WK - 8/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. 05/18/18 3.DERNIS FINANCIAL CONSULTANTS CORP, 12 SE 7TH ST STE 601, FT LAUDERDALE, FL, 3/2004 AS OWNER/PRESIDENT/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 60/WK - 30/TRADING. 4. DIVORCE LITIGATION SOLUTIONS, 12 SE 7TH ST STE 601, FT LAUDERDALE, FL, 10/2019. CONTRACTOR, DIVORCE PLANNING. INV REL-5/MO-3/TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-01
S63 Uniform Securities Agent State Law Examination 1996-02-23
  • S65 Uniform Investment Adviser Law Examination
    1999-03-01
  • S63 Uniform Securities Agent State Law Examination
    1996-02-23
Designations
Other Names
  • Matt Dernis

View on SEC IAPD

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