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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1996-02-06
  • TX RA
    APPROVED
    Since 1996-02-06

Branch Locations

11 Greenway Plz Ste 3000, Houston, TX 77046-1104 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Houston TX 09/2005 03/2020
Ameriprise Financial Services, Llc Houston TX 03/2020 Present
Other Businesses

Business Ownership; Rport Holdings LLC.; Owner; Real Estate; 1638 Du Barry, , Houston, TX, 77018; Not Investment-Related; 03/16/2026; 0 hours per month; 0 during trading hours. Board of Directors; Reach Unlimited Board of Directors; Board of Directors Vice Chairman; 7715 Shadyvilla Ln, , Houston, TX, 77055; Not Investment-Related; 06/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-02-02
  • S63 Uniform Securities Agent State Law Examination
    1996-02-02

View on SEC IAPD

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