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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-06-06 |
| TX | RA | APPROVED | 2019-06-06 |
Branch Locations
1849 Green Bay Rd Ste 200, Highland Park, IL 60035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Deerfield | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Deerfield | IL | 11/2016 | 06/2019 |
| Wells Fargo Advisors Financial Network, Llc | Highland Park | IL | 06/2019 | Present |
OWNERSHIP OF 4 FLAT, NOT INV RELATED, CHICAGO, IL, RENTAL,100% OWNERSHIP WITH SPOUSE, BEGAN 2001,NO TIME SPENT. MMJET CORP, INVT RELATED, HIGHLAND PARK, IL, 100% OWNERSHIP, START DATE 5/10/2019, 0 HRS PER MONTH, 0 HRS DURING TRADING, FOR FINET PRACTICE. HLM CAPITAL LLC, INVT RELATED, HIGHLAND PARK, IL, 11% OWNERSHIP, START DATE 6/10/2019, 0 HRS PER MONTH, 0 HRS DURING TRADING, TRANSITION TO FINET PRACTICE.; TRUSTEE FOR THE HLM CAPITAL LLC 401K AND PSP, INV RELATED, HIGHLAND PARK, IL, START: 6/01/2019, 2 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K. TRUSTEE FOR THE HLM CAPITAL CASH BALANCE PLAN DBP, INV RELATED, HIGHLAND PARK, IL, START: 2/2020, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE DBP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-21 |
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