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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-20
FL RA APPROVED 2023-08-28
  • TX RA
    APPROVED_RES
    Since 2024-12-20
  • FL RA
    APPROVED
    Since 2023-08-28

Branch Locations

6767 N Wickham Rd Ste A107, Melbourne, FL 32940-2031 • United States

Melbourne, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2017 08/2023
Harris Corporation Palm Bay FL 01/2016 05/2017
Salon Comfort, Llc Rockledge FL 01/2015 08/2023
Ameriprise Financial Services, Llc Melbourne FL 08/2023 Present
Previous Registrations
  • 2017-08-16 → 2023-08-28
    Melbourne, FL
    Melbourne, FL
    Melbourne, FL
    St Louis, MO
    Melbourne, FL
    Melbourne, FL
  • 2007-08-27 → 2009-03-24
    Rockledge, FL
  • 2005-09-22 → 2007-08-30
    A. G. Edwards & Sons, Inc.
    Melbourne, FL
    Melbourne, FL
  • 1995-12-22 → 2005-08-22
    Morgan Stanley Dw Inc.
    Indialantic, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-12
S65 Uniform Investment Adviser Law Examination 1996-01-10
S63 Uniform Securities Agent State Law Examination 1995-12-29
  • S66 Uniform Combined State Law Examination
    2017-08-12
  • S65 Uniform Investment Adviser Law Examination
    1996-01-10
  • S63 Uniform Securities Agent State Law Examination
    1995-12-29

View on SEC IAPD

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