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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-12-01
  • OH RA
    APPROVED
    Since 2017-12-01

Branch Locations

970 Windham Ct. Suite 7, Boardman, OH 44512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lighthouse Financial Strategies, Ltd Youngstown OH 04/1999 Present
Invest Financial Corp Youngstown OH 12/2014 11/2017
Cambridge Investment Research, Inc. Fairfield IA 12/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2017 Present
  • 04/1999 → Present
    Lighthouse Financial Strategies, Ltd
    Youngstown, OH
  • 12/2014 → 11/2017
    Invest Financial Corp
    Youngstown, OH
  • 12/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2014-12-02 → 2017-12-04
    Invest Financial Corporation
    Boardman, OH
    Appleton, WI
  • 2008-02-26 → 2014-12-19
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2005-01-10 → 2008-02-07
    Questar Asset Management, Inc.
    Boardman, OH
  • 2000-04-20 → 2005-12-31
    Questar Capital Corporation
    Boardman, OH
    Boardman, OH
Other Businesses

1.LIGHTHOUSE FINANCIAL STRATEGIES, 1040 S COMMONS PL #201, YOUNGSTOWN, OH, 11/2014 AS QUALITY OF LIFE COACH - COACHING ABOUT PERSONAL GOALS AND ISSUES. NIR - 80/YR - 40/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. BSA, 6809 MARKET ST, YOUNGSTOWN, OH, 08/2019. TROOP 46 COMMITTEE MEMBER, PLAN TROOP EVENTS. NIR-2/WK-0/TRADING. 4. BANE SETTLEMENT CONSULTING LLC, 8820 Chatsworth Dr, Houston TX 77024, United States, 05/12/2025, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-09
S63 Uniform Securities Agent State Law Examination 1997-12-22
  • S65 Uniform Investment Adviser Law Examination
    2009-04-09
  • S63 Uniform Securities Agent State Law Examination
    1997-12-22
Other Names
  • Mike Francis Moss

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