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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lighthouse Financial Strategies, Ltd | Youngstown | OH | 04/1999 | Present |
| Invest Financial Corp | Youngstown | OH | 12/2014 | 11/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2017 | Present |
1.LIGHTHOUSE FINANCIAL STRATEGIES, 1040 S COMMONS PL #201, YOUNGSTOWN, OH, 11/2014 AS QUALITY OF LIFE COACH - COACHING ABOUT PERSONAL GOALS AND ISSUES. NIR - 80/YR - 40/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. BSA, 6809 MARKET ST, YOUNGSTOWN, OH, 08/2019. TROOP 46 COMMITTEE MEMBER, PLAN TROOP EVENTS. NIR-2/WK-0/TRADING. 4. BANE SETTLEMENT CONSULTING LLC, 8820 Chatsworth Dr, Houston TX 77024, United States, 05/12/2025, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 0 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-22 |
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