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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-16 |
| IA | RA | APPROVED | 2010-07-26 |
Branch Locations
5550 Wild Rose Ln Ste 400, West Des Moines, IA 50266 • United States
327 2Nd St, Ste 110 [Satellite], Coralville, IA 52241-2694 • United States
West Des Moines, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | West Des Moines | IA | 07/2010 | Present |
NOTARY; NOT INVESTMENT RELATED; IOWA; START DATE 2002; 0 HRS PER MONTH. MARSH COOK INVESTMENT GROUP; INVESTMENT RELATED; WEST DE MOINES,IA; 50% OWNERSHIP; START DATE 07/01/2010; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER OF FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-11 |
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