Stephanie Jean Buscher

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-02
IA	RA	APPROVED	1999-12-27

TX RA
APPROVED_RES

Since 2017-03-02
IA RA
APPROVED

Since 1999-12-27

Branch Locations

1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States

Waukee, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Des Moines	IA	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

Des Moines, IA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-06-15

S63 Uniform Securities Agent State Law Examination

1998-06-15

Other Names

Stephanie Buscher

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK

Other Investors

Derek Allan Justice

BRADLEY WILLIAM CLARK

ADAM CHARLES BORMANN

Tyler Kennedy Kromkowski

ALLISON MAE MARK

BRYCE MITCHELL WHITAKER

DANIEL CHARLES HERRON

NEVIN PATRICK CAVANAUGH

Other Offices

EDWARD JONES · CLIVE, IA

PALADIN WEALTH PARTNERS · CLIVE, IA

WELLS FARGO CLEARING SERVICES, LLC · CLIVE, IA

RAYMOND JAMES & ASSOCIATES, INC. · Clive, IA

OSAIC WEALTH, INC. · CLIVE, IA

PARK AVENUE SECURITIES LLC · West Des Moines, IA

PRINCIPAL SECURITIES, INC. · West Des Moines, IA

COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA

More in Clive, IA

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