Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-14 |
| NJ | RA | APPROVED | 2022-10-25 |
| NY | RA | APPROVED | 2022-10-25 |
Branch Locations
270 Park Avenue 22Nd Floor, New York, NY 10017 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Weehawken | NJ | 09/2019 | 09/2020 |
| Ubs Financial Services Inc. | Weehawken | NJ | 09/2020 | 03/2022 |
| Jpmorgan Chase Bank Na | New York | NY | 03/2022 | Present |
| Jpmorgan Securities Llc | New York | NY | 03/2022 | Present |
| Unemployed | Ridgewood | NJ | 09/2002 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-16 |
Reach out to this advisor