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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-07-24
TX RA APPROVED 2012-02-10
  • LA RA
    APPROVED
    Since 2015-07-24
  • TX RA
    APPROVED
    Since 2012-02-10

Branch Locations

132 Rue Colette Ste A, Thibodaux, LA 70301 • United States

Raceland, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Baton Rouge LA 11/2005 03/2020
Ameriprise Financial Services, Llc Thibodaux LA 03/2020 Present
Other Businesses

Other Business Activities; Lafourche Junior Bassmasters; The club is a youth competitive bass fishing organization. I have voted on to replace the outgoing Treasurer. duties - keep club members up to date on dues collected, expenses paid, and account balances. at monthly meeting.; 1302 Renee Dr, , Thibodaux, LA, 70301; Not Investment-Related; 07/02/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Professional Advisory Group for Catholic Foundation of South Louisiana; CFSL is a Catholic community foundation working with individuals and families in their philanthropic journey through their giving of today as well as their legacy estate plans for tomorrow. CFSL provides educational and networking opportunities to support our local professionals with incorporating distinct services that will help their clients realize the philanthropic impact they have already accomplished through their giving and connect them to resources to further their philanthropic journey. I will be doing this alongside my employing advisor, Thomas Meyer, who was approved for this same OBA.; 2779 Hwy 311, , Schriever, LA, 70395; Not Investment-Related; 07/20/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-10
  • S66 Uniform Combined State Law Examination
    2010-05-10

View on SEC IAPD

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