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1 N. 1St Street Suite 525, Phoenix, AZ 85004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-03 |
| LA | RA | APPROVED | 2020-12-10 |
Branch Locations
7330 Highland Road Suite A-3-B, Baton Rouge, LA 70808 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Motion Group | Baton Rouge | LA | 11/2018 | 11/2020 |
| Frontline Athlete Management | Baton Rouge | LA | 09/2011 | 05/2018 |
| Student Securities Exchange Test | Baton Rouge | LA | 05/2018 | 11/2018 |
| Awm Capital, Llc | Baton Rouge | LA | 12/2020 | Present |
(1) Will McGuffey and Associates, LLC where he serves as a business consultant to individuals and businesses. He will keep this entity open although he does not plan to actively provide any services through this entity in the foreseeable future. He is keeping the company in good standing in the event that he has to separate some form of business activity from his law practice for liability and insurance purposes. No conflicts of interest currently exists. (2) McGuffey Law Offices, LLC where he serves an attorney to individuals and businesses. This entity was created in 2019 to separate legal services from non legal services that Will McGuffey performs for clients for purposes of complying with his E&O carrier. Will spends minimal time in this endeavor and no conflict of interest exists as this entity will not ever perform services for any AWM Capital clients or prospective clients. He spends less than 10 hours a month performing these legal services. (3) Adjunct Professor of Law at LSU Paul M. Hebert Law Center. Will serves as a professor teaching the Sports Law Class in the fall at LSU Law School. No conflicts of interest exist and he spends less than 10 hours a month teaching these classes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-03 |
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