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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2014-08-14 |
Branch Locations
1000 Germantown Pike Ste A1, Plymouth Meeting, PA 19462-2481 • United States
610 Freedom Business Ctr Dr Ste 230, King Of Prussia, PA 19406-1329 • United States
Wyomissing, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Plymouth Meeting | PA | 09/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Plymouth Meeting | PA | 03/2020 | Present |
Outside Employment; KSP MLS LLC; COO - Hiring, Payroll, Financial planning, Leading people; ; 1000 Germantown Pike, Suite A-1, , Plymouth Meeting, PA, 19462; Investment-Related; 01/01/2023; 40 to 59 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-30 |
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