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Kevin Dewitt Mcfarland

Charles Schwab & Co., Inc.

Roanoke, VA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-04-13
  • VA RA
    APPROVED
    Since 2020-04-13

Branch Locations

2219 Colonial Avenue Sw Suite #107, Roanoke, VA 24015 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2010 03/2020
Charles Schwab & Co., Inc. Roanoke VA 03/2020 Present
Previous Registrations
  • 2010-07-19 → 2020-04-02
    Edward Jones
    Falls Church, VA
  • 2006-08-01 → 2010-07-20
    Wells Fargo Clearing Services, Llc
    Washington, DC
    Yardley, PA
  • 2010-05-11 → 2010-05-17
    Securities America Advisors, Inc.
    Ladue, MO
  • 2006-02-21 → 2006-08-10
    Citigroup Global Markets Inc.
    Bryn Mawr, PA
    New York, NY
    Bryn Mawr, PA
  • 2000-04-12 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Bryn Mawr, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-01
S63 Uniform Securities Agent State Law Examination 1996-05-24
  • S65 Uniform Investment Adviser Law Examination
    2000-03-01
  • S63 Uniform Securities Agent State Law Examination
    1996-05-24

View on SEC IAPD

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