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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Westlake | TX | 03/2007 | 06/2022 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 06/2022 |
| Hightower Securities | New York City | NY | 06/2022 | 03/2024 |
| Ubs Financial Services, Inc. | Plano | TX | 04/2024 | 05/2026 |
| Wells Fargo Clearing Services, Llc | Frisco | TX | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-18 |
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