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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-01
  • TX RA
    APPROVED
    Since 2026-05-01

Branch Locations

17 Cowboys Way Ste 500, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 03/2007 06/2022
Fidelity Personal And Workplace Advisors Boston MA 07/2018 06/2022
Hightower Securities New York City NY 06/2022 03/2024
Ubs Financial Services, Inc. Plano TX 04/2024 05/2026
Wells Fargo Clearing Services, Llc Frisco TX 05/2026 Present
  • 03/2007 → 06/2022
    Fidelity Investments
    Westlake, TX
  • 07/2018 → 06/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 06/2022 → 03/2024
    Hightower Securities
    New York City, NY
  • 04/2024 → 05/2026
    Plano, TX
  • 05/2026 → Present
    Frisco, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-18
  • S66 Uniform Combined State Law Examination
    2013-12-18

View on SEC IAPD

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