Denise Lynn Peloza

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-11-17
FL	RA	APPROVED	2022-01-18

Branch Locations

3491 East Harmony Road Suite 210, Fort Collins, CO 80528-9669 • United States

Timnath, CO • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ubs Financial Services Inc.	Palm Beach	FL	07/2014	09/2016
Bb&T Securities	Boca Raton	FL	09/2016	02/2021
Truist Investment Services, Inc.	Boca Raton	FL	02/2021	01/2022
Truist Advisory Services, Inc.	Atlanta	GA	02/2021	01/2022
Rbc Capital Markets, Llc	Boca Raton	FL	01/2022	Present

2021-02-17 → 2022-01-25

Truist Advisory Services, Inc.

Atlanta, GA

Boca Raton, FL

Palm Beach, FL
2016-09-15 → 2021-02-17

Bb&T Securities, Llc

Palm Beach, FL

Boca Raton, FL

Palm Beach, FL

Richmond, VA
2014-07-08 → 2016-09-12

Ubs Financial Services Inc.

West Palm Beach, FL
2014-05-08 → 2014-07-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Beach Gardens, FL
2009-06-01 → 2014-02-10

Morgan Stanley

Boca Raton, FL

Boca Raton, FL

Winter Park, FL

Vero Beach, FL

Stuart, FL

Boca Raton, FL

Mclean, VA

Reston, VA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Boca Raton, FL

Vero Beach, FL
2006-04-19 → 2007-04-02

Morgan Stanley Dw Inc.

Vero Beach, FL

Vero Beach, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-07
S63	Uniform Securities Agent State Law Examination	2002-06-03

Other Firms