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Emma Rosalind Taylor

Wells Fargo Clearing Services, LLC

Corte Madera, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-10
CA RA APPROVED 2011-11-16
  • TX RA
    APPROVED_RES
    Since 2012-10-10
  • CA RA
    APPROVED
    Since 2011-11-16

Branch Locations

770 Tamalpais Dr Ste 400, Corte Madera, CA 94925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Francisco CA 02/2011 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-05-28
  • S63 Uniform Securities Agent State Law Examination
    1996-05-28
Other Names
  • Geraldine Taylor
  • Geraldine Rosalind Taylor
  • Emma Rosalind Taylor
  • Emma Rosalind Rosalind Taylor

View on SEC IAPD

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Other Offices

COHEN CAPITAL MANAGEMENT INC · CORTE MADERA, CA
AVILA REAL ESTATE CAPITAL · CORTE MADERA, CA
WELLS FARGO CLEARING SERVICES, LLC · CORTE MADERA, CA
WELLS FARGO CLEARING SERVICES, LLC · CORTE MADERA, CA
J.P. MORGAN SECURITIES LLC · CORTE MADERA, CA
PATHBREAKER VENTURES II, LLC · CORTE MADERA, CA
PATHBREAKER VENTURES III, LLC · CORTE MADERA, CA
PATHBREAKER VENTURES, LLC · CORTE MADERA, CA

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