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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-19 |
| CT | RA | APPROVED | 2023-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Bethel | CT | 07/2004 | Present |
| Principal Securities Inc | Bethel | CT | 09/2004 | Present |
***Rental Property; Not Investment Related; Bethel, CT; Owner; Landlord, no compensation other than rental fee used for mortgage and other expenses; Start Date: 10/15/2019; 0 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-29 |
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