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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-10-11 |
| TX | RA | APPROVED_RES | 2019-08-23 |
| OH | RA | APPROVED | 2011-01-03 |
Branch Locations
7965 North High Street, Suite 150, Columbus, OH 43235 • United States
10100 Innovation Dr Ste 120, Miamisburg, OH 45342 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aetna Life Casualty | Dayton | OH | 10/1995 | Present |
| Aetna Investment Services, Inc. | Hartford | CT | 10/1995 | Present |
| Aetna Financial Services, Inc. | Dayton | OH | 04/2000 | Present |
| 135 Fox Lane, Llc | La Follett | TN | 02/2012 | Present |
| Worldwide Auto Sales & Service, Llc | Loveland | OH | 09/2012 | Present |
| Voya Financial Advisors | Miamisburg | OH | 09/2014 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 10100 INNOVATION DR STE 120; MIAMISBURG; OH; 45342; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 12/5/1995; 10; 10; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:CARTER HOLDINGS LLC; No; 8139 WORCHESTER DR; MAINEVILLE; OH; 45039; BUYING AND LEASING FARM LAND; OWNER; 11/20/2009; 4; 0; PURCHASE LAND AND LEASE TILLABLE ACRES.|NAME OF ENTITY:CLEARCONCEPTS MATTHEW CARTER; No; 8139 WORCHESTER DR; MAINEVILLE; OH; 45039; DBA; PARTNER; 4/19/2010; 10; 0; ADVISE ON SITE DELEOPMENT|NAME OF ENTITY:135 Fox Lane, LLC; No; 135 FOX LANE; LA FOLLETT; TN; 37766; rental property; co-owner; 2/14/2012; 4; 0; own, manage, and lease rental property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-24 |
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