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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-11
TX RA APPROVED_RES 2019-08-23
OH RA APPROVED 2011-01-03
  • NY RA
    APPROVED
    Since 2022-10-11
  • TX RA
    APPROVED_RES
    Since 2019-08-23
  • OH RA
    APPROVED
    Since 2011-01-03

Branch Locations

7965 North High Street, Suite 150, Columbus, OH 43235 • United States

10100 Innovation Dr Ste 120, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aetna Life Casualty Dayton OH 10/1995 Present
Aetna Investment Services, Inc. Hartford CT 10/1995 Present
Aetna Financial Services, Inc. Dayton OH 04/2000 Present
135 Fox Lane, Llc La Follett TN 02/2012 Present
Worldwide Auto Sales & Service, Llc Loveland OH 09/2012 Present
Voya Financial Advisors Miamisburg OH 09/2014 Present
  • 10/1995 → Present
    Aetna Life Casualty
    Dayton, OH
  • 10/1995 → Present
    Aetna Investment Services, Inc.
    Hartford, CT
  • 04/2000 → Present
    Aetna Financial Services, Inc.
    Dayton, OH
  • 02/2012 → Present
    135 Fox Lane, Llc
    La Follett, TN
  • 09/2012 → Present
    Worldwide Auto Sales & Service, Llc
    Loveland, OH
  • 09/2014 → Present
    Voya Financial Advisors
    Miamisburg, OH
Previous Registrations
  • 2000-07-07 → 2011-01-03
    Voya Financial Partners, Llc
    Toledo, OH
    Dayton, OH
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 10100 INNOVATION DR STE 120; MIAMISBURG; OH; 45342; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 12/5/1995; 10; 10; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:CARTER HOLDINGS LLC; No; 8139 WORCHESTER DR; MAINEVILLE; OH; 45039; BUYING AND LEASING FARM LAND; OWNER; 11/20/2009; 4; 0; PURCHASE LAND AND LEASE TILLABLE ACRES.|NAME OF ENTITY:CLEARCONCEPTS MATTHEW CARTER; No; 8139 WORCHESTER DR; MAINEVILLE; OH; 45039; DBA; PARTNER; 4/19/2010; 10; 0; ADVISE ON SITE DELEOPMENT|NAME OF ENTITY:135 Fox Lane, LLC; No; 135 FOX LANE; LA FOLLETT; TN; 37766; rental property; co-owner; 2/14/2012; 4; 0; own, manage, and lease rental property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-21
S63 Uniform Securities Agent State Law Examination 1996-06-24
  • S65 Uniform Investment Adviser Law Examination
    1999-09-21
  • S63 Uniform Securities Agent State Law Examination
    1996-06-24
Other Names
  • Matt Carter

View on SEC IAPD

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