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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-04-18
  • PA RA
    APPROVED
    Since 2023-04-18

Branch Locations

6 Russell Street Ms: Ma606, Woburn, MA 01801 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

777 S Flagler Drive Suite #142, West Palm Beach, FL 33401 • United States

Telford, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 02/2012 07/2017
Allianz Life Minneapolis MN 07/2017 10/2020
Questar Capital Corporation Minneapolis MN 07/2017 10/2020
Questar Asset Management Minneapolis MN 07/2017 10/2020
Raymond James & Associates, Inc. Telford PA 10/2020 03/2022
Raymond James Financial Services, Inc. Telford PA 03/2022 09/2022
Citizens Securities, Inc. Conshohocken PA 09/2022 Present
  • 02/2012 → 07/2017
    Pnc Investments
    Pittsburgh, PA
  • 07/2017 → 10/2020
    Allianz Life
    Minneapolis, MN
  • 07/2017 → 10/2020
    Questar Capital Corporation
    Minneapolis, MN
  • 07/2017 → 10/2020
    Questar Asset Management
    Minneapolis, MN
  • 10/2020 → 03/2022
    Raymond James & Associates, Inc.
    Telford, PA
  • 03/2022 → 09/2022
    Raymond James Financial Services, Inc.
    Telford, PA
  • 09/2022 → Present
    Conshohocken, PA
Previous Registrations
  • 2017-07-20 → 2019-03-07
    Questar Asset Management, Inc.
    Mount Laurel, NJ
    Minneapolis, MN
  • 2012-02-10 → 2017-07-12
    Hilton Head Island, SC
  • 2008-03-26 → 2012-02-06
    Securities America Advisors, Inc.
    Langhorne, PA
  • 2002-10-16 → 2008-03-03
    Horsham, PA
    Conshohocken, PA
Other Businesses

Name of Business: Uber / Lyft Address: 108 Anjou Court, Telford , RI, 18969, United States Activity Type: Other Position/Title: Ride Share Driver Investment Related: No Start Date: 03/01/2019 Hours per month devoted to this business: 20-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Driver Youth Sports Official - Official

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1997-09-26
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1997-09-26
Other Names
  • Gregory Jon Clemens
  • Gregg Clemens

View on SEC IAPD

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