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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-04-18 |
Branch Locations
6 Russell Street Ms: Ma606, Woburn, MA 01801 • United States
300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States
777 S Flagler Drive Suite #142, West Palm Beach, FL 33401 • United States
Telford, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Pittsburgh | PA | 02/2012 | 07/2017 |
| Allianz Life | Minneapolis | MN | 07/2017 | 10/2020 |
| Questar Capital Corporation | Minneapolis | MN | 07/2017 | 10/2020 |
| Questar Asset Management | Minneapolis | MN | 07/2017 | 10/2020 |
| Raymond James & Associates, Inc. | Telford | PA | 10/2020 | 03/2022 |
| Raymond James Financial Services, Inc. | Telford | PA | 03/2022 | 09/2022 |
| Citizens Securities, Inc. | Conshohocken | PA | 09/2022 | Present |
Name of Business: Uber / Lyft Address: 108 Anjou Court, Telford , RI, 18969, United States Activity Type: Other Position/Title: Ride Share Driver Investment Related: No Start Date: 03/01/2019 Hours per month devoted to this business: 20-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Driver Youth Sports Official - Official
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-26 |
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