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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-19 |
| OH | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vantage Financial Group, Inc | Cleveland | OH | 11/2012 | 11/2022 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2013 | 11/2022 |
| Wealth Management Solutions, Llc | Columbus | OH | 11/2005 | Present |
| Ftk, Holdings, Llc | Columbus | OH | 05/2018 | Present |
| Woodbury Financial Services Inc | Columbus | OH | 11/2022 | 01/2024 |
| Osaic Wealth, Inc. | Columbus | OH | 01/2024 | Present |
1. INDEPENDENT REP DBA WEALTH MANAGEMENT SOLUTIONS, LLC SAME AS REGISTERED LOCATION; DENTAL AND GROUP DISABILITY INCOME, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 3HRS/WEEK AND 2HRS/EVENING WEEKENDS SINCE 5/2003. 2.WEALTH MANAGEMENT SOLUTIONS, LLC, MEMBER, CHIEF OPERATING OFFICER, OVERSEE OVERALL OFFICE OPERATIONS AND PROVIDE SUPERVISORY SUPPORT TO ADMINISTRATIVE STAFF, SAME AS REGISTERED LOCATION; 43081 FOR 1HRS/WEEK 1HR/EVENING WEEKENDS SINCE 11/2005. 3.NAME OF OTHER BUSINESS: FTK, HOLDINGS, LLC INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REAL ESTATE HOLDING, START DATE: 5/2018, APX NUMBER OF HOURS PER WEEK: .5, APX NUMBER OF HOURS DURING TRADING HOURS: 0, POSITION/TITLE/RELATIONSHIP: COO & MEMBER, BRIEF DESCRIPTION OF DUTIES: GENERAL OVERSIGHT OF PARTNERSHIP, 4. FTK HOLDINGS, LLC POSITION: Owner, COO NATURE: Real Estate Holding Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2020 ADDRESS: 3295 Autumn Applause Drive, Lewis Center OH 43035, United States DESCRIPTION: Book-keeping for real estate holdings 5. WEALTH MANAGEMENT SOLUTIONS, LLC - INSURANCE POSITION: COO, Co-Owner, Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/18/2005 ADDRESS: 132 B NORTHWOODS BLVD, Columbus OH 43235, United States DESCRIPTION: Chief Operating Officer, Co-Owner; oversees overall office operations and finances and supervisory support to administrative team.Fixed insurance product sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-13 |
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