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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-03
NY RA APPROVED 2023-03-29
  • FL RA
    APPROVED
    Since 2023-04-03
  • NY RA
    APPROVED
    Since 2023-03-29

Branch Locations

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

110 Allens Creek Rd. Suite 110, Rochester, NY 14618 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp Miami Lakes FL 09/2002 07/2020
Investacorp Advisory Services Miami Lakes FL 12/2002 07/2020
Securities America, Inc. Rochester NY 07/2020 01/2023
Securities America Advisors Rochester NY 07/2020 01/2023
Aegis Capital Corp Rochester NY 01/2023 Present
  • 09/2002 → 07/2020
    Investacorp
    Miami Lakes, FL
  • 12/2002 → 07/2020
    Investacorp Advisory Services
    Miami Lakes, FL
  • 07/2020 → 01/2023
    Securities America, Inc.
    Rochester, NY
  • 07/2020 → 01/2023
    Securities America Advisors
    Rochester, NY
  • 01/2023 → Present
    Rochester, NY
Other Businesses

LBW FAMILLY PROTECTION TRUST POSITION: Independent Trustee NATURE: I am an independent co trustee with premier trust as the administrative trustee. I handle investments, distribution approvals, client review meetings and provide for the family needs intended by the trust document. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/25/2011 ADDRESS: 110 Allens Creek Road, Rochester NY 14618, United States DESCRIPTION: I handle the investments and keep all monies invested except what may be needed for fees and annual distribution activities. RJW FAMILY PROTECTION TRUST POSITION: Independent Trustee NATURE: I am an independent co-trustee for an asset protection trust with premier trust as the administrative trustee. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/25/2011 ADDRESS: 110 Allens Creek Road, Rochester NY 14618, United States DESCRIPTION: I handle the investments and keep all monies invested except what may be used for fees and annual distribution activities. Standard Integrity Wealth Management, LLC, DBA Trifiro Properties, LLC 110 Allens Creek Road, Rochester NY 14618; Investment Related, Real Estate; Single family rental property management; Owner; 10 hours per month devoted to business, 0 hours during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-29
S63 Uniform Securities Agent State Law Examination 1996-01-23
  • S65 Uniform Investment Adviser Law Examination
    2023-03-29
  • S63 Uniform Securities Agent State Law Examination
    1996-01-23
Other Names
  • Nick Trifiro

View on SEC IAPD

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